UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WESCHLER, R. TED 404 EAST MAIN STREET °ä±á´¡¸é³¢°¿°Õ°Õ·¡³§³Õ±õ³¢³¢·¡,Ìý³Õ´¡Ìý22902 |
Ìý | Ìý | Ìý | Member of 10% owner group |
/s/ R. Ted Weschler | 04/24/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned by a daughter of the reporting person. |
(2) | The reporting person has or shares trading authority over these shares. |
(3) | The reporting person may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
(4) | These shares are owned by the Rita E. and Frank J. Weschler Educational Trust, of which the reporting person's daughters are beneficiaries. |
(5) | These shares are directly owned by certain subsidiaries and subsidiary benefit plans of Berkshire Hathaway Inc. ("Berkshire"). See Remarks. |
Ìý Remarks: TheÌýreportingÌýpersonÌýisÌýanÌýinvestmentÌýmanagerÌýatÌýBerkshireÌýandÌýhisÌýBerkshireÌýinvestmentÌýportfolioÌýincludesÌýsharesÌýofÌýSeriesÌýAÌýÂé¶¹appÌýSiriusXMÌýCommonÌýStockÌýandÌýSeriesÌýCÌýÂé¶¹appÌýSiriusXMÌýCommonÌýStockÌý(collectively,Ìý"Shares").ÌýPredatingÌýhisÌýpositionÌýatÌýBerkshire,ÌýheÌýalsoÌýpersonallyÌýholdsÌýSharesÌýandÌýhasÌýorÌýsharesÌýtradingÌýauthorityÌýoverÌýSharesÌýownedÌýbyÌýcertainÌýrelativesÌýandÌýrelatedÌýtrusts.ÌýAsÌýaÌýresultÌýofÌýanÌýagreementÌýenteredÌýintoÌýonÌýMayÌý24,Ìý2013ÌýbetweenÌýBerkshireÌýandÌýtheÌýreportingÌýpersonÌýwithÌýrespectÌýtoÌýtheÌýreportingÌýperson'sÌýholdingsÌýof,ÌýandÌýfutureÌýtransactionsÌýin,ÌýShares,ÌýBerkshireÌýandÌýtheÌýReportingÌýPersonÌýwillÌýfileÌýasÌýaÌý"group"ÌýunderÌýSectionÌý13ÌýofÌýtheÌýExchangeÌýAct.ÌýTheÌýreportingÌýpersonÌýdisclaimsÌýbeneficialÌýownershipÌýofÌýSharesÌýownedÌýbyÌýBerkshire,ÌýBerkshire'sÌýsubsidiariesÌýandÌýitsÌýsubsidiaryÌýpensionÌýplans.ÌýThisÌýreportÌýshallÌýnotÌýbeÌýdeemedÌýanÌýadmissionÌýthatÌýtheÌýreportingÌýpersonÌýisÌýtheÌýbeneficialÌýownerÌýofÌýanyÌýSharesÌýthatÌýareÌýnotÌýdirectlyÌýownedÌýbyÌýtheÌýreportingÌýpersonÌýforÌýpurposesÌýofÌýSectionÌý16ÌýofÌýtheÌýExchangeÌýActÌýorÌýanyÌýotherÌýpurpose. |